Code of Conduct

These are the tenets by which we work. Our guiding principles.

Code of Professional Ethics


The Advisors and Staff of Harvest Wealth Management have chosen to abide by the Code of Professional Ethics as set out by the Financial Planning Standards Council. Although not everyone at Harvest Wealth Management is bound by being registered or certified through the council, this high standard is what every client deserves and will receiving while dealing with us.

Code of Professional Ethics – Financial Planning Standard Council:

Integrity: A CFP professional shall always at with integrity

Objectivity: A CFP professional shall be objective in providing financial planning to clients

Competence: A CFP professional shall provide services to clients competently and maintain the necessary knowledge and skill to continue to do so in those areas in which the CFP professionals engaged.

Fairness: A CFP professional shall perform financial planning in a manner that is fair and reasonable to clients, principals, partners, and employers and shall disclose conflicts of interest in providing such services.

Confidentiality: A CFP professional shall maintain confidentiality of all client information.

Professionalism: A CFP professional’s conduct in all matters shall reflect credit upon the profession

Diligence: Diligence is the provision of services in a prompt and thorough manner

For more information about the Financial Planning Standards Council, please visit the Financial Planning Standards Council.